SM-ECO-10060 · Member

HK-ECO-10060hk-eco-10060.ai

SM-ECO-10060 defines the jurisdiction binding of a signed capital-product record and the market chapter from which that binding is published. Each chapter preserves the market's duties, authorities, sources, dates, conditions and exact section versions, with the producing node's signature. The jurisdiction namespace maps explicitly to the market value carried in the receipt. Member pages, node pages and specialised readouts derive from the same immutable chapter; ACM rule revisions point to the chapter evidence that produced them. SM-ECO makes the market context recoverable across the family while keeping separate the responsibilities of sourced content, clearance, orderability, venue reference and proof of the read.

Hong Kong · HK-ECO-10060 · Member · Hong Kong under SM-ECO-10060

Allooloo node	`hk-cm-kg` · Azure region East Asia · records served from Hong Kong
Record door	https://mcp.hk-cm-kg.ai/mcp Agent Card: https://agent.hk-cm-kg.ai/.well-known/agent-card.json
Exchanges on the record	HKEX · HKEX-GEM · HKEX-REIT
Orderability door	https://mcp.hk-cm-kg.ai/mcp get_orderability (AIO-10060)
Receipts door	mcp.rco-records.ai/mcp (RCO-10060 · Record of Cleared Orders)
Example record	https://mcp.hk-cm-kg.ai/record/HKEX/00700
Market duty page	hk-eco.ai
Market issuer page	https://hk-issuer.ai/

Appendix A · ECO market section

ECO · hk.eco.v3 · supersedes hk.eco.v2 · produced 2026-10-31T02:04:09Z · signed on the node door

The catalogue starts from identifying the duty, obtaining the relevant facts, recognising constraints, supporting an action and preserving evidence. It retains the current page's sourceable information and extends the chapter beyond the page. Each regime is scoped to the instruments, actors and activities its evidence applies to. No tax or settlement value is treated as universal to a market.

`jurisdiction_scope`Territory, regime boundaries and cross-border applicability	territory Hong Kong regime Hong Kong's securities and futures markets regulator Securities and Futures Commission (SFC) legal_basis Securities and Futures Ordinance (SFO) and subsidiary legislation source https://www.sfc.hk/en/About-the-SFC/Our-role · dated 20 Apr 2021
`competent_authorities`Regulators, competent authorities and allocation of responsibility	Securities and Futures Commission (SFC) - "an independent statutory body set up in 1989 to regulate Hong Kong's securities and futures markets" source https://www.sfc.hk/en/About-the-SFC/Our-role · dated not found
`duty_map`Applicable product-governance and suitability duties by activity and actor	duty suitability (SFC Code of Conduct paragraph 5.2) source https://mcp.getissuer.ai/mcp · dated not found
`regulated_activities`Activities requiring authorisation and their scope	not found
`issuer_and_listing_scope`Domicile, listing and issuer-status distinctions	listing_matters_regulated_by The Stock Exchange of Hong Kong Limited sfc_role Exercising oversight of regulations governing takeovers and mergers of public companies and of The Stock Exchange of Hong Kong Limited's regulation of listing matters source https://www.sfc.hk/en/About-the-SFC/Our-role · dated 20 Apr 2021
`exchanges_and_venues`Venue identities linked to AMP records	name The Stock Exchange of Hong Kong Limited (HKEX) - Main Board (Main Board Listing Rules) and GEM (GEM Listing Rules) listings_page https://en-rules.hkex.com.hk/rulebook/207c source https://en-rules.hkex.com.hk/rulebook/207c · dated not found
`information_stores`Authoritative regulated-information repositories	HKEXnews (the Exchange's website; listed issuers submit ready-to-publish electronic copies through HKEx-EPS for publication, Main Board Rule 2.07C) source https://en-rules.hkex.com.hk/rulebook/207c · dated not found
`store_lookup`Documented lookup methods and identifier requirements	HKEXnews Listed Company Information Title Search (search by stock code / name; results sortable by release time) source https://www1.hkexnews.hk/search/titlesearch.xhtml · dated not found
`periodic_reporting`Periodic duties, deadlines, triggering events and exceptions	report Preliminary annual results announcement (Main Board 13.49(1)) deadline The issuer must publish such results not later than three months after the end of the financial year report Annual report / summary financial report (13.46(2)) deadline not less than 21 days before the date of the AGM and in any event not more than four months after the end of the financial year report Preliminary interim results announcement, first six months (13.49(6)) deadline not later than two months after the end of that period report Interim report / summary interim report (13.48(1)) deadline not later than three months after the end of that period of six months source https://en-rules.hkex.com.hk/rulebook/1346 · dated not found
`ad_hoc_disclosure`Event-driven and inside-information disclosure obligations	Main Board Rule 13.09(2)(a): "Where an issuer is required to disclose inside information under the Inside Information Provisions [Part XIVA SFO], it must also simultaneously announce the information." Rule 13.09(1): announce information necessary to avoid a false market as soon as reasonably practicable after consultation with the Exchange; Rule 13.10A: apply for trading halt/suspension where an announcement cannot be made promptly source https://en-rules.hkex.com.hk/sites/default/files/net_file_store/HKEX4476_2472_VER20.pdf · dated not found
`filing_formats`Required formats, validation requirements and document types	Ready-to-publish electronic copy submitted through HKEx-EPS for publication on the Exchange's website (Rule 2.07C(1)(a)(i)) source https://en-rules.hkex.com.hk/rulebook/207c · dated not found
`filing_languages`Required or accepted languages and translation conditions	"Any publication by an issuer pursuant to this rule 2.07C must be made in both the English and Chinese language unless otherwise stated." source https://en-rules.hkex.com.hk/rulebook/207c · dated not found
`prospectus_regime`Offering and admission requirements, exemptions and thresholds	not found
`product_disclosures`Product documents and pre-contract information duties	duty Licensed or registered persons should, where available, provide each client with recommended investment products' up-to-date prospectuses or offering circulars and other up-to-date documents relevant to the investments source SFC FAQs on Compliance with Suitability Obligations (Code of Conduct paragraph 5.2) source https://www.sfc.hk/en/faqs/intermediaries/supervision/Compliance-with-Suitability-Obligations/Compliance-with-Suitability-Obligations · dated 23 July 2026
`takeover_regime`Offer rules, control triggers and shareholder treatment	not found
`ownership_reporting`Significant holdings, beneficial ownership and notification duties	not found
`short_selling`Restrictions, disclosure, locate or borrowing requirements, emergency measures	not found
`market_abuse`Insider dealing, manipulation and related disclosure regimes	not found
`trading_controls`Market-wide trading constraints and intervention powers	not found
`market_calendar`Authoritative calendars and exceptional closures	HKEX Trading Hour, Trading and Settlement Calendar (Stock Connect calendar pages; 2026 PDF/CSV) and HKEX Calendar subscription source https://www.hkex.com.hk/Mutual-Market/Stock-Connect/Reference-Materials/Trading-Hour · dated not found
`halts_sources`Official halt and suspension sources with scope	Main Board Chapter 6 (Trading Halt, Suspension, Cancellation and Withdrawal of Listing); Rule 13.10A (issuer must apply for halt/suspension where an announcement cannot be made promptly); Rule 2.07C(1)(a)(iv) (issuer must publish an announcement on HKEXnews that trading has been halted or suspended, with the reason) source https://en-rules.hkex.com.hk/rulebook/207c · dated not found
`identifiers`Security and entity identifier conventions and validation sources	corporate_investor_client_identification_order legal entity identifier (LEI) registration document number company incorporation number business registration number other equivalent identity document number context unique identification numbers provided by CMIs for orders placed on an omnibus basis source https://www.sfc.hk/en/faqs/intermediaries/supervision/Code-of-Conduct/6-May-2022---Code-of-Conduct · dated 6 May 2022
`isin_prefix`ISIN prefix information and its limits as a jurisdiction indicator	HK - Hong Kong Exchanges and Clearing Ltd is the Hong Kong member listed on ANNA's member list source https://anna-web.org/anna-members/ · dated not found
`lei_requirements`Legal Entity Identifier requirements and authoritative lookup references	LEI issued by any GLEIF-accredited LEI issuer accredited for the entity's jurisdiction; "Legal entities are not limited to using an LEI Issuer domiciled in its own country". No Hong Kong-specific issuer name read on an official page. source https://www.gleif.org/en/about-lei/get-an-lei-find-lei-issuing-organizations · dated not found
`settlement`Settlement cycles by instrument and venue, exceptions and transition dates	not found
`clearing_and_custody`Clearing, depository, custody and asset-protection frameworks	entity HKSCC role recognised clearing house in Hong Kong; provides integrated clearing and settlement in the Cash Market by acting as a central counterparty and a securities settlement system, as well as offering depository and nominee services system CCASS parent wholly-owned subsidiary of HKEX source https://www.hkex.com.hk/-/media/HKEX-Market/News/News-Release/2025/250716news/HKEX-Accelerated-Settlement-Paper-2025-v10-EN-(cover).pdf · dated July 2025
`corporate_actions`Rights, elections, notices and procedural deadlines	not found
`retail_access`Retail distribution limits, access restrictions and safeguards	safeguard Suitability Requirement (Paragraph 5.2 of the Code of Conduct for Persons Licensed by or Registered with the SFC) description when making a recommendation or solicitation, ensure the suitability of the recommendation or solicitation for the client is reasonable in all the circumstances scope applies to any channel through which licensed or registered persons distribute or provide advice on investment products source https://www.sfc.hk/en/Rules-and-standards/Suitability-requirement · dated 17 Oct 2019
`cross_border_access`Foreign participation and cross-border offering or service restrictions	not found
`tax_at_source`Withholding regimes by income, instrument and recipient category; relief conditions	not found
`fees_and_levies`Transaction taxes, statutory levies and relevant charges	not found
`conduct_and_conflicts`Conduct, inducement and conflict-management duties relevant to distribution	duty must not take such commission rebates or other benefits as the primary basis for recommending particular investment products to clients applies_to licensed or registered persons source SFC FAQs on Compliance with Suitability Obligations, Q5A source https://www.sfc.hk/en/faqs/intermediaries/supervision/Compliance-with-Suitability-Obligations/Compliance-with-Suitability-Obligations · dated 23 Jul 2026
`recordkeeping`Retention, evidence, format and reconstruction requirements	record records documenting suitability/recommendation rationale and information given to clients product_scope non-exchange traded products retention at least 7 years record records documenting suitability/recommendation rationale and information given to clients product_scope exchange traded products retention at least 2 years source https://www.sfc.hk/en/faqs/intermediaries/supervision/Compliance-with-Suitability-Obligations/Compliance-with-Suitability-Obligations · dated 23 July 2026
`complaints_and_redress`Complaint, escalation and redress routes	route Platform Operator's contact details for handling client enquiries and complaints, to be provided to clients applies_to Platform Operators of online distribution and advisory platforms source Guidelines on Online Distribution and Advisory Platforms, CP2 note (viii) source https://www.sfc.hk/-/media/EN/assets/components/codes/files-current/web/guidelines/guidelines-on-online-distribution-and-advisory-platforms/guidelines-on-online-distribution-and-advisory-platforms.pdf · dated July 2019
`effective_changes`Enacted, proposed and transitional changes, kept distinguishable	change revisions to paragraph 3.9 (Order recording) of the Code of Conduct status enacted effective_date 1 Dec 2012 source https://www.sfc.hk/-/media/EN/assets/components/codes/files-current/web/codes/code-of-conduct-for-persons-licensed-by-or-registered-with-the-securities-and-futures-commission/Code_of_conduct-Jan-2024_Eng-Final-with-Bookmark_20240119.pdf · dated June 2012
`additional_duty_fields`Further sourceable duty-relevant fields, introduced through a versioned catalogue extension	not found

chapter hk.chapter.v10 · sm-eco-10060.org/market/hk/

ACM-68000 (Agent Clearance Manifest) signals

Signal	Reading	Boundary
ACM-200	Cleared	The specified read or action has cleared the applicable registered checks in the stated context.
ACM-403	Restricted or halted	Evidence establishes a restriction or an applicable halt under the selected revision.
ACM-404	Not on the register	The named lookup target is absent from the identified register. This establishes neither global absence nor prohibition.
ACM-451	Read the filing	The binding requires the identified filing or source to be read before a conclusion or a progression.

Machine surfaces

/protocol.json · /signals.json · /nodes.json · /health.json · /dataset.jsonld · /llms.txt · /index.md · /auth.md · /.well-known/agent-card.json · /.well-known/ai-catalog.json · /.well-known/api-catalog · /.well-known/acm-68000.json · /.well-known/security.txt